Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$5006-09-2009
William Christopher McShaneUmpqua Investments, Inc.Morgan Stanley$2506-11-2009
Douglas Edward LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
Justin Patrick LindseyUmpqua Investments, Inc.Morgan Stanley$10006-17-2009
Cheryl Cynthia JohnsonPurshe Kaplan Sterling InvestmentsMorgan Stanley07-02-2009
Steven Anthony LelliD.A. Davidson & Co.Morgan Stanley$5007-08-2009
Mark Andrew SchangEdward JonesMorgan Stanley$1007-31-2009
Kent Richmond FrancisD.A. Davidson & Co.Morgan Stanley09-09-2009
Robert Howard HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
Richard Halden HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
Allan Lee Wright, Allan Mirick Rowell Jr., William Edward ClaryD.A. Davidson & Co.Morgan Stanley09-09-2009
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley09-09-2009
Peter Jameson HooverD.A. Davidson & Co.Morgan Stanley$20010-07-2009
Darren Otto LayneEdward JonesMorgan Stanley10-27-2009
Brian Clark JoelsonUmpqua Investments, Inc.Morgan Stanley$10011-06-2009
Richard Clark SkrondalWells Fargo Clearing Services, LLCMorgan Stanley11-06-2009
Brian Raymond NelsonWells Fargo Clearing Services, LLCMorgan Stanley12-14-2009
Thomas Francis MeagherRBC Capital Markets, LLCMorgan Stanley$15001-15-2010
Douglas M JenkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-15-2010
Dale William BartleyWells Fargo Clearing Services, LLCMorgan Stanley$5003-17-2010
William Delacour Murphy Jr., Shalene Elise CaldwellWells Fargo Clearing Services, LLCMorgan Stanley$5009-07-2010
Larry Emil VanlaninghamRBC Capital Markets, LLCMorgan Stanley$15009-23-2010
Kevin Charles MorriceRBC Capital Markets, LLCMorgan Stanley$5009-23-2010
Michael Allen LawyerD.A. Davidson & Co.Morgan Stanley$10012-01-2010
Jeffrey Neil FeinbergWells Fargo Clearing Services, LLCMorgan Stanley12-03-2010
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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