Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Robert LyonsMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Barbara Jean HutchinsonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Benjamin Stuart BrainardPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC03-27-2009
Brent Douglas HighbergerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Brian David CurrierMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian David SchulerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian Gene JohnsonMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Caryn Heather AllesMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Curtis Wallace Faulkner, Elizabeth A. HoefleRBC Capital Markets, LLCMorgan Stanley & Co. LLC02-05-2009
Donald Ivan ZabudskyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Douglas Edward StrandMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Douglas Paul MannenMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Eric James DulongMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
James Allen HarringtonEdward JonesMorgan Stanley & Co. LLC$15001-30-2009
James Daniel SchenkMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
James Warren NorthMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Javier Edmundo LizarragaMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Jeannette P McKenzieMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Jeff Michael JohnsonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jeffery Joshua BrattMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jeffery Ralph HardingMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jeffrey G. YoungMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Frederick YorkMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Julie Ann GullaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Mark D. FadlingPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC03-27-2009
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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