Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas O'Dell HanrahanState Farm VP Management Corp.NYLIFE Securities LLC10-11-2019
Matthew Lawrence WittenMML Investors Services, LLCNYLIFE Securities LLC07-23-2019
David Eugene SchwartzPrincipal Securities, Inc.NYLIFE Securities LLC07-08-2019
Sabrina Dawn FrenchPruco Securities, LLC.NYLIFE Securities LLC11-27-2018
Jeffery D. DunhamMML Investors Services, LLCNYLIFE Securities LLC09-05-2018
Robert Russell HerbisonAvantax Investment Services, Inc.NYLIFE Securities LLC01-19-2017
Pamela MorrisKey Investment Services LLCNYLIFE Securities LLC10-26-2016
Kevin KirkpatrickMetLife Securities Inc.NYLIFE Securities LLC10-09-2015
Rachel Lee TorresKey Investment Services LLCNYLIFE Securities LLC08-12-2015
Marshall Lyle MoreheadThrivent Investment Management Inc.NYLIFE Securities LLC05-01-2014
Matthew Ross SweatM Holdings Securities, Inc.NYLIFE Securities LLC10-25-2013
John Barton WhiteheadHornor, Townsend & Kent, LLCNYLIFE Securities LLC05-06-2013
Ashley Brooke MearsU.S. Bancorp Investments, Inc.NYLIFE Securities LLC01-23-2013
Scott Nolan WardAXA Advisors, LLCNYLIFE Securities LLC06-01-2011
Tyler Anthony LulayRaymond James Financial Services, Inc.NYLIFE Securities LLC08-04-2010
Benjamin French De FiebreChase Investment Services Corp.NYLIFE Securities LLC01-01-2010
Michael K. NauAllstate Financial Services, LLCNYLIFE Securities LLC$25007-11-2011

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.