Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Johnson Chaffee Jr.M Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC10-01-2009
Drew David AndersenAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-10-2010
Dean Alan DollarhideState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC09-20-2010
Derek David WilsonNationwide Securities, LLCNorthwestern Mutual Investment Services, LLC03-07-2011
Andrew Robert SingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$2507-18-2011
Sharon Denise GerlachWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-09-2012
Neal Albert RichardsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2012
Michelle Ann MaddalenaWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-19-2013
Olga Marie NickoloffWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC04-16-2013
Amanda Zoe ColemanMorgan StanleyNorthwestern Mutual Investment Services, LLC05-30-2014
Eric Christopher MaherAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC$1006-19-2014
Shaun Nima ChristiansenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-29-2014
Jordan David YoungKey Investment Services LLCNorthwestern Mutual Investment Services, LLC06-07-2016
Minh Ngoc Thi FerrisKey Investment Services LLCNorthwestern Mutual Investment Services, LLC12-21-2016
Lauren Elizabeth LudwigEdward JonesNorthwestern Mutual Investment Services, LLC01-17-2017
Stephanie Fernando FerrerAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-08-2018
Matthew Joel LloydCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC03-07-2018
Alexia R. CandelariaBrighton Jones LLCNorthwestern Mutual Investment Services, LLC03-28-2018
Brady Alan JacobsenPruco Securities, LLC.Northwestern Mutual Investment Services, LLC05-09-2018
Kyle Andrew OlsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC10-11-2018
Jakob AzevedoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-18-2018
Gregory James ForneroEdward JonesNorthwestern Mutual Investment Services, LLC05-03-2019

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.