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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Vernon BakerAXA Advisors, LLCPark Avenue Securities LLC08-05-2011
Lisa Ann BrummAXA Advisors, LLCPark Avenue Securities LLC07-19-2011
Melinda L. De BruyneBumped Financial LLCPark Avenue Securities LLC$5001-23-2020
William James FussellChase Investment Services Corp.Park Avenue Securities LLC$10012-21-2009
Christopher Walter RiceEdward JonesPark Avenue Securities LLC$1002-01-2019
Derek Nels DukartLion Street Financial, LLCPark Avenue Securities LLC12-22-2016
Ramin Ali Akbar RouhbakhshLPL Financial LLCPark Avenue Securities LLC08-19-2016
Joshua R TomeoniMML Investors Services, LLCPark Avenue Securities LLC10-07-2019
Justin M. BreenMML Investors Services, LLCPark Avenue Securities LLC04-30-2018
Eric Christopher MaherOne401kPark Avenue Securities LLC$1008-05-2016
Howell Harvey Hughes Jr.Principal Securities, Inc.Park Avenue Securities LLC08-07-2012
Michael S HansenTrue Purpose Advisors, LLCPark Avenue Securities LLC02-09-2015

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.