Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Todd FreyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15002-16-2018
Lindsay Michelle KrivoshaRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$1004-07-2017
Scott Edward GettelRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$7104-07-2017
Storm Leigh MaxeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-07-2016
Stuart Gordon JohnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5010-07-2016
Will DietzCommonwealth Financial NetworkRBC Capital Markets, LLC$6011-07-2014
Tracy Lynn MaltbyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1007-28-2014
Ross Allen AnderleSapient Private Wealth Management, LLCRBC Capital Markets, LLC02-17-2014
Douglas Monroe CarlMorgan StanleyRBC Capital Markets, LLC08-23-2013
Gregory Andrew MoserRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC07-01-2013
Peter Efstathios DrakatosLPL Financial LLCRBC Capital Markets, LLC$15006-14-2013
Thomas Alan GilbertsonUmpqua Investments, Inc.RBC Capital Markets, LLC10-26-2012
Christopher Walter RiceWaddell & ReedRBC Capital Markets, LLC10-18-2012
Kristopher Jon MorrisonMorgan StanleyRBC Capital Markets, LLC06-01-2012
Michael J MinerviniMorgan StanleyRBC Capital Markets, LLC$2503-16-2012
Stanley Amos HauxwellRaymond James Financial Services, Inc.RBC Capital Markets, LLC07-07-2011
Valerie Anne HobbsRaymond James Financial Services, Inc.RBC Capital Markets, LLC07-07-2011
Oran Eric TeaterRaymond James Financial Services, Inc.RBC Capital Markets, LLC$5004-21-2011
Justin Louis VaccaroRaymond James Financial Services, Inc.RBC Capital Markets, LLC10-23-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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