Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Martin Johnson IIAllstate Financial Services, LLCState Farm VP Management Corp.02-17-2009
Fadia Azar HadeedFarmers Financial Solutions, LLCState Farm VP Management Corp.06-29-2009
Brian R. WestAllstate Financial Services, LLCState Farm VP Management Corp.06-07-2010
Jessie Scott CarlsonState Farm VP Management Corp.State Farm VP Management Corp.08-20-2012
Christi Lee HouserCountry Capital Management CompanyState Farm VP Management Corp.05-23-2013
Tristan J. FowlerState Farm VP Management Corp.State Farm VP Management Corp.06-18-2013
Jill M. KashiwagiLPL Financial LLCState Farm VP Management Corp.07-01-2013
Susan Gay SnyderAllstate Financial Services, LLCState Farm VP Management Corp.09-12-2014
Shyla Lynn DuncanKey Investment Services LLCState Farm VP Management Corp.12-16-2014
Standlee Seth YostAmerican Fidelity Securities, Inc.State Farm VP Management Corp.10-06-2015
Richard Allen LucasCountry Capital Management CompanyState Farm VP Management Corp.01-06-2016
Valerie Jeanne DillionKey Investment Services LLCState Farm VP Management Corp.02-18-2016
Brian Todd MoreauAllstate Financial Services, LLCState Farm VP Management Corp.07-05-2016
Kevin Thomas MoserFarmers Financial Solutions, LLCState Farm VP Management Corp.07-05-2016
Trent William OkiJ.P. Morgan Securities LLCState Farm VP Management Corp.07-18-2016
Caryn Diane KimbleLPL Financial LLCState Farm VP Management Corp.$15008-03-2016
Nicholas Garcia KaufmanKey Investment Services LLCState Farm VP Management Corp.08-04-2016
Leah Allison MalleyFarmers Financial Solutions, LLCState Farm VP Management Corp.07-21-2017
Erik James MortonSagePoint Financial, Inc.State Farm VP Management Corp.04-01-2019

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.