Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greyvin Donery JovelAXA Advisors, LLCU.S. Bancorp Investments, Inc.06-30-2015
Kevin Converse SatterleeCetera Advisors LLCU.S. Bancorp Investments, Inc.12-03-2014
Brian Quinn ColemanCetera Investment Services LLCU.S. Bancorp Investments, Inc.10-14-2011
Dane Alden BradfordChase Investment Services Corp.U.S. Bancorp Investments, Inc.$10005-24-2010
Leopold D. AlapontCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.$50006-03-2019
Edmond Alan MckoneCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$25007-30-2018
Kameron Charles WatsonEdward JonesU.S. Bancorp Investments, Inc.10-25-2019
Michael Devin McdonaldFinancial Advocates Investment ManagementU.S. Bancorp Investments, Inc.10-09-2015
Jan Mark StouberKey Investment Services LLCU.S. Bancorp Investments, Inc.$50011-19-2013
Vaughn Smith Mcguire IIIKey Investment Services LLCU.S. Bancorp Investments, Inc.07-01-2013
Lindsey Taylor SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.07-16-2018
Tiffany Marie DarstMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.$10008-29-2017
Mark Richard LerfaldNational Planning CorporationU.S. Bancorp Investments, Inc.$50009-08-2011
Dennis Ole TwengePaulson Investment Company LLCU.S. Bancorp Investments, Inc.$50005-28-2010
Aaron David OnealPrincipal Securities, Inc.U.S. Bancorp Investments, Inc.02-10-2017
Bryan William WiepertPurshe Kaplan Sterling InvestmentsU.S. Bancorp Investments, Inc.04-30-2015
Christopher David MeyerRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$10002-23-2018
Matthew Adam MarrRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$15002-23-2018
Traci Lynn MurrayStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.$25005-05-2016
BENJAMIN JACK YERKETD Ameritrade Investment Management, LLCU.S. Bancorp Investments, Inc.11-13-2015
Glenn Thomas ColangeloThe O.N. Equity Sales CompanyU.S. Bancorp Investments, Inc.08-30-2013
ANTHONY CHRISTOPHER RUEtru Independence Asset Management, LLCU.S. Bancorp Investments, Inc.02-07-2018
Bryan David HaneyUmpqua Investments, Inc.U.S. Bancorp Investments, Inc.$10009-03-2013
Ronnie John SotoUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.$10004-24-2018
Jennifer Lee HarmanUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.10-12-2017
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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