Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janet Lee HarringtonWells Fargo Investments, LLCU.S. Bancorp Investments, Inc.09-30-2009
Dane Alden BradfordChase Investment Services Corp.U.S. Bancorp Investments, Inc.05-24-2010
Dennis Ole TwengePaulson Investment Company LLCU.S. Bancorp Investments, Inc.05-28-2010
Mark Richard LerfaldNational Planning CorporationU.S. Bancorp Investments, Inc.09-08-2011
Brian Quinn ColemanCetera Investment Services LLCU.S. Bancorp Investments, Inc.10-14-2011
Vaughn Smith Mcguire IIIKey Investment Services LLCU.S. Bancorp Investments, Inc.07-01-2013
Glenn Thomas ColangeloThe O.N. Equity Sales CompanyU.S. Bancorp Investments, Inc.08-30-2013
Bryan David HaneyUmpqua Investments, Inc.U.S. Bancorp Investments, Inc.09-03-2013
Scott Michael CornettWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$5010-30-2013
Jan Mark StouberKey Investment Services LLCU.S. Bancorp Investments, Inc.11-19-2013
Susanne Elisabeth AtondoWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.01-13-2014
Kevin Converse SatterleeCetera Advisors LLCU.S. Bancorp Investments, Inc.12-03-2014
Bryan William WiepertPurshe Kaplan Sterling InvestmentsU.S. Bancorp Investments, Inc.04-30-2015
Greyvin Donery JovelAXA Advisors, LLCU.S. Bancorp Investments, Inc.06-30-2015
Michael Devin McdonaldFinancial Advocates Investment ManagementU.S. Bancorp Investments, Inc.10-09-2015
BENJAMIN JACK YERKETD Ameritrade Investment Management, LLCU.S. Bancorp Investments, Inc.11-13-2015
Traci Lynn MurrayStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.$15005-05-2016
Rex Raymond SchneiderWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-26-2016
Todd Kally BairdWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2508-26-2016
Aaron David OnealPrincipal Securities, Inc.U.S. Bancorp Investments, Inc.02-10-2017
Tiffany Marie DarstMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.$108-29-2017
Jennifer Lee HarmanUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.10-12-2017
Christopher David MeyerRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$10002-23-2018
Matthew Adam MarrRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$15002-23-2018
Ronnie John SotoUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.$104-24-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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