Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Scott FleckStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-10-2019
Jason Patrick FleckStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-10-2019
Michael E. ArthurAmeriprise Financial Services, LLCUBS Financial Services Inc.$5003-22-2019
Alan Michael RadoulovitchWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-13-2018
Justin Michael LippincottMorgan StanleyUBS Financial Services Inc.07-02-2018
Kenneth David MillerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-20-2018
Antonel UrdesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-20-2018
Bianca F. UrdesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-20-2018
Jason Alexander BrattTrue Private Wealth Advisors, LLCUBS Financial Services Inc.$20011-30-2017
David Kenneth NansonTrue Private Wealth Advisors, LLCUBS Financial Services Inc.$10011-30-2017
Robert Lee Reininger IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.$5008-04-2017
Gary Philip TribbleStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5007-13-2016
Will Heaton HendricksFirst Republic Securities Company, LLCUBS Financial Services Inc.04-29-2016
Alf Dean BarberEdward JonesUBS Financial Services Inc.01-29-2016
Edward James Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$10010-29-2015
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2015
Tina Lee BrannanLPL Financial LLCUBS Financial Services Inc.01-30-2015
Rebecca Nichole CyphersMorgan StanleyUBS Financial Services Inc.02-14-2014
Timothy James MoirEdward JonesUBS Financial Services Inc.09-11-2012
Dustin Clifford HumeD.A. Davidson & Co.UBS Financial Services Inc.03-07-2012
James Robert KurtzMorgan StanleyUBS Financial Services Inc.11-04-2011
Steven Chester BinnsPeregrine Asset Advisers, Inc.UBS Financial Services Inc.09-22-2011
Brent Wesley NormanPaulson Investment Company LLCUBS Financial Services Inc.02-04-2011
Douglas Arthur DavisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-23-2010
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.