Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth David MillerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-20-2018
David Kenneth NansonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$111-30-2017
Jason Alexander BrattPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$20011-30-2017
Robert Lee Reininger IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.$5008-04-2017
Gary Philip TribbleStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15007-13-2016
Alf Dean BarberEdward JonesUBS Financial Services Inc.$5001-29-2016
Edward James Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$5010-29-2015
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.$15010-29-2015
Tina Lee BrannanLPL Financial LLCUBS Financial Services Inc.01-30-2015
Rebecca Nichole CyphersMorgan StanleyUBS Financial Services Inc.$5002-14-2014
Timothy James MoirEdward JonesUBS Financial Services Inc.09-11-2012
Dustin Clifford HumeD.A. Davidson & Co.UBS Financial Services Inc.$5003-07-2012
James Robert KurtzMorgan StanleyUBS Financial Services Inc.11-04-2011
Steven Chester BinnsPeregrine Asset Advisers, Inc.UBS Financial Services Inc.09-22-2011
Brent Wesley NormanPaulson Investment Company LLCUBS Financial Services Inc.02-04-2011
Douglas Arthur DavisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-23-2010
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
Mark William LoderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10010-15-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00009-27-2010
Michael Todd BartosWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00009-17-2010
John William GivensMorgan StanleyUBS Financial Services Inc.08-27-2010
Keith MorganUmpqua Investments, Inc.UBS Financial Services Inc.$15007-15-2010
Steven Arthur RapfRBC Capital Markets, LLCUBS Financial Services Inc.06-25-2010
Charles Henry PutneyRBC Capital Markets, LLCUBS Financial Services Inc.$106-11-2010
William Wallace MccraeRBC Capital Markets, LLCUBS Financial Services Inc.06-11-2010
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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