Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard A SorensonRBC Capital Markets, LLCUBS Financial Services Inc.02-03-2009
Kevin George SahliUmpqua Investments, Inc.UBS Financial Services Inc.02-10-2009
Marcia Marie Moore-Hull, Christopher Acheson, Christopher Peter KlavinsRBC Capital Markets, LLCUBS Financial Services Inc.$15004-09-2009
Kevin James JordanWedbush Securities Inc.UBS Financial Services Inc.$5004-15-2009
Russell Harvey JacobsenUmpqua Investments, Inc.UBS Financial Services Inc.08-17-2009
Curtis Fred Bennett, David Michael PreszlerD.A. Davidson & Co.UBS Financial Services Inc.11-18-2009
Ray Allen CoxMorgan StanleyUBS Financial Services Inc.$10001-06-2010
Robert Everett StorlieSummit Brokerage Services, Inc.UBS Financial Services Inc.$10001-08-2010
David Randolph ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-12-2010
Mark Brownell ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-12-2010
Charles Henry PutneyRBC Capital Markets, LLCUBS Financial Services Inc.06-11-2010
Steven Arthur RapfRBC Capital Markets, LLCUBS Financial Services Inc.06-25-2010
Keith MorganUmpqua Investments, Inc.UBS Financial Services Inc.$15007-15-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-27-2010
Mark William LoderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-15-2010
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
Douglas Arthur DavisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-23-2010
Steven Chester BinnsPeregrine Asset Advisers, Inc.UBS Financial Services Inc.09-22-2011
Dustin Clifford HumeD.A. Davidson & Co.UBS Financial Services Inc.03-07-2012
Mark Philip CurrierTenbridge Partners LLCUBS Financial Services Inc.01-23-2013
Rebecca Nichole CyphersMorgan StanleyUBS Financial Services Inc.02-14-2014
Tina Lee BrannanLPL Financial LLCUBS Financial Services Inc.01-30-2015
Edward James Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$10010-29-2015
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2015
Alf Dean BarberEdward JonesUBS Financial Services Inc.01-29-2016
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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