Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alf Dean BarberEdward JonesUBS Financial Services Inc.01-29-2016
Charles Henry PutneyRBC Capital Markets, LLCUBS Financial Services Inc.06-11-2010
Curtis Fred Bennett, David Michael PreszlerD.A. Davidson & Co.UBS Financial Services Inc.11-18-2009
David Kenneth NansonTrue Private Wealth Advisors, LLCUBS Financial Services Inc.11-30-2017
David Randolph ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-12-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-27-2010
Douglas Arthur DavisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-23-2010
Dustin Clifford HumeD.A. Davidson & Co.UBS Financial Services Inc.03-07-2012
Edward James Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$10010-29-2015
Gary Philip TribbleStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5007-13-2016
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2015
Jason Alexander BrattTrue Private Wealth Advisors, LLCUBS Financial Services Inc.11-30-2017
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
Keith MorganUmpqua Investments, Inc.UBS Financial Services Inc.$15007-15-2010
Kenneth David MillerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-20-2018
Kevin George SahliUmpqua Investments, Inc.UBS Financial Services Inc.02-10-2009
Kevin James JordanWedbush Securities Inc.UBS Financial Services Inc.$5004-15-2009
Marcia Marie Moore-Hull, Christopher Acheson, Christopher Peter KlavinsRBC Capital Markets, LLCUBS Financial Services Inc.$15004-09-2009
Mark Brownell ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-12-2010
Mark Philip CurrierTenbridge Partners LLCUBS Financial Services Inc.01-23-2013
Mark William LoderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-15-2010
Michael E. ArthurAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5003-22-2019
Ray Allen CoxMorgan StanleyUBS Financial Services Inc.$10001-06-2010
Rebecca Nichole CyphersMorgan StanleyUBS Financial Services Inc.02-14-2014
Richard A SorensonRBC Capital Markets, LLCUBS Financial Services Inc.02-03-2009
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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