Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronnie John SotoWells Fargo Clearing Services, LLCWaddell & Reed11-23-2009
Eric Vaughn SligerChase Investment Services Corp.Waddell & Reed02-01-2010
David Mark WilliamsStifel, Nicolaus & Company, IncorporatedWaddell & Reed09-30-2010
Daniel Joseph FlorenceChase Investment Services Corp.Waddell & Reed10-29-2010
Brian William SimerAmeritas Investment Company, LLCWaddell & Reed$5001-19-2011
Nicolas Cuyler Kelly-SchwartzWells Fargo Clearing Services, LLCWaddell & Reed08-23-2011
Stephen Paul SeglundLPL Financial LLCWaddell & Reed$2505-02-2012
Lonnie Eugene GieberState Farm VP Management Corp.Waddell & Reed05-31-2012
Nicholas Timothy SalisburyUBS Financial Services Inc.Waddell & Reed07-09-2012
Erica Alikapala CortezVALIC Financial Advisors, Inc.Waddell & Reed07-22-2013
Theodore Michael HeinFidelity Brokerage Services LLCWaddell & Reed10-24-2013
Kevin James HoarPrincipal Securities, Inc.Waddell & Reed01-28-2014
Robert Michael Stewart MenziesPembroke Asset Advisors, LLCWaddell & Reed09-30-2014
Jonathan Edward KahrsInteractive Wealth AdvisorsWaddell & Reed10-07-2014
Christopher Charles ArnettLPL Financial LLCWaddell & Reed05-11-2015
Benjamin Lane HopperKey Investment Services LLCWaddell & Reed02-19-2016
Nancy Lynn BeaudryU.S. Bancorp Investments, Inc.Waddell & Reed04-25-2016
Scott Douglas CramerCUSO Financial Services, L.P.Waddell & Reed$1007-27-2016
Nicholas Paul Anthony RubeoU.S. Bancorp Investments, Inc.Waddell & Reed08-17-2016
Parker R. HardtKey Investment Services LLCWaddell & Reed10-26-2016
Jeffrey Byron MermilliodCambridge Investment Research, Inc.Waddell & Reed01-03-2017
Patrick E. CrowellCUSO Financial Services, L.P.Waddell & Reed01-11-2017
Noah Lewis ZamudioArnerich Massena, Inc.Waddell & Reed01-19-2017
Nicholas Jack BallestrazzeScottrade, Inc.Waddell & Reed03-07-2017
Eric Jonathan RungeLPL Financial LLCWaddell & Reed03-21-2017
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.