Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Wayne WilsonLPL Financial LLCWaddell & Reed09-14-2018
Aimee Kirsten ButlerMerrimanWaddell & Reed03-02-2018
Alicia M ItzainaMorgan StanleyWaddell & Reed03-26-2018
Benjamin Lane HopperKey Investment Services LLCWaddell & Reed02-19-2016
Brian William SimerAmeritas Investment Company, LLCWaddell & Reed$5001-19-2011
Christopher Charles ArnettLPL Financial LLCWaddell & Reed05-11-2015
Christopher Michael WebbWells Fargo Clearing Services, LLCWaddell & Reed09-01-2017
Christopher Walter RicePark Avenue Securities LLCWaddell & Reed10-31-2017
Daniel Joseph FlorenceChase Investment Services Corp.Waddell & Reed10-29-2010
Daniel Vladimirovich ZamoshnikovKey Investment Services LLCWaddell & Reed09-20-2018
David Mark WilliamsStifel, Nicolaus & Company, IncorporatedWaddell & Reed09-30-2010
Diana Liliana WojcikJ.P. Morgan Securities LLCWaddell & Reed08-16-2017
Eric Jonathan RungeLPL Financial LLCWaddell & Reed03-21-2017
Eric Vaughn SligerChase Investment Services Corp.Waddell & Reed02-01-2010
Erica Alikapala CortezVALIC Financial Advisors, Inc.Waddell & Reed07-22-2013
Jay A. EdwardsMML Investors Services, LLCWaddell & Reed03-27-2017
Jeffrey Byron MermilliodCambridge Investment Research, Inc.Waddell & Reed01-03-2017
Jeremiah Anthony BeamCetera Advisors LLCWaddell & Reed01-31-2018
Jonathan Edward KahrsInteractive Wealth AdvisorsWaddell & Reed10-07-2014
Joseph Patrick MichielsenVoya Financial Advisors, Inc.Waddell & Reed03-23-2017
Kevin James HoarPrincipal Securities, Inc.Waddell & Reed01-28-2014
Kim Wick LairdRaymond James Financial Services, Inc.Waddell & Reed05-21-2020
Leo Charles ClarkeAmeriprise Financial Services, LLCWaddell & Reed07-28-2017
Lindsey Taylor SimmonsU.S. Bancorp Investments, Inc.Waddell & Reed04-18-2017
Lonnie Eugene GieberState Farm VP Management Corp.Waddell & Reed05-31-2012
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.