Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-28-2019
Roger Eugene VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$9605-23-2019
Jeremy Rogue VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-23-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-23-2019
Roger Eugene VlachRBC Capital Makrets LLCWells Fargo Clearing Services, LLC$9605-23-2019
Jeremy Rogue VlachRBC Capital Makrets LLCWells Fargo Clearing Services, LLC$10005-23-2019
Brooke Laurel RiemerRBC Capital Makrets LLCWells Fargo Clearing Services, LLC05-23-2019
Susanne E. AtondoEdward JonesWells Fargo Clearing Services, LLC04-18-2019
Cody Michael CalabreseEdward JonesWells Fargo Clearing Services, LLC03-01-2019
Jennifer Lynne RaimondiRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2502-13-2019
John Kenneth AspellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-13-2019
Mark Andrew ReifschneiderRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00002-13-2019
Paul Bradley WatermanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00002-13-2019
Nora Lentz MickelsonEdward JonesWells Fargo Clearing Services, LLC02-01-2019
Don Kenyon Wells Jr.D.A. Davidson & Co.Wells Fargo Clearing Services, LLC09-28-2018
Hobart Chester MarliaveStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-24-2018
Perry Deane StannardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-24-2018
Joel Gary JanssenLPL Financial LLCWells Fargo Clearing Services, LLC$10007-16-2018
Bethany Wallis ParksU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-03-2018
David Jeff PaustianJGP Wealth Management, LLCWells Fargo Clearing Services, LLC01-16-2018
Kevin Douglas SangerJGP Wealth Management, LLCWells Fargo Clearing Services, LLC01-16-2018
Zane Calaway ChristianKingsview Asset Management, LLCWells Fargo Clearing Services, LLC01-15-2018
Luis Enrique MancipeKey Investment Services LLCWells Fargo Clearing Services, LLC01-10-2018
Mark Edward GreenawaltBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC10-31-2017
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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