Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ingrid Louise DunnD.A. Davidson & Co.Wells Fargo Clearing Services, LLC05-13-2009
John Paul VanscholtenUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC06-08-2009
Michael Edward MartindalePlanMember Securities CorporationWells Fargo Clearing Services, LLC01-03-2011
Barbara Ellen Doust-BoggessRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-21-2011
Robert Henry EhlenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-25-2011
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC$20007-29-2011
Kristine Jean StawinskiUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC06-26-2012
Robert M. RubottomU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-23-2012
Mark Bruce RichanbachMorgan StanleyWells Fargo Clearing Services, LLC11-02-2012
Tami Sue GourleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1001-18-2013
Edwin Glenn TurnquistD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-06-2013
Troy William GaulD.A. Davidson & Co.Wells Fargo Clearing Services, LLC01-22-2014
Mark Christopher BlakeMeriwether Family Office, LLCWells Fargo Clearing Services, LLC03-05-2014
Mark Thomas VihstadtU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-17-2014
Angela Diane OcurranBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-22-2014
Karl Thomas KelloffWedbush Securities Inc.Wells Fargo Clearing Services, LLC$5011-17-2014
James Garland OsborneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-28-2014
Crystal Lynn SmithersMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-07-2015
Casey Jay NortonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-23-2015
Samuel Frederick Niesslein Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC$10002-18-2015
Kenneth Robert TurpinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-02-2015
Richard Cain MenchRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-29-2015
Janice Colgate WrightRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-29-2015
Rocky Joe NorrisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-06-2015
Andrew Scott NorrisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2015
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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