Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Andrew Douglas EggertBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC05-28-2015
Andrew Scott NorrisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-06-2015
Andrew Wilson McWilliamsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00010-25-2019
Angela Diane OcurranBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-22-2014
Anthony James PilusoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-07-2018
Barbara Ellen Doust-BoggessRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-21-2011
Brad PeaseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-08-2012
Brendan David FlohrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-04-2019
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC$20007-29-2011
Bret Lorin ReinerEdward JonesWells Fargo Clearing Services, LLC01-24-2020
Brian John SmithRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-13-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Cara Joanne PartchMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2020
Casey James ScottScott Capital Advisors, LLCWells Fargo Clearing Services, LLC07-31-2020
Casey Jay NortonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-23-2015
Christian Leonidas TrocheVintage Asset Management, LLCWells Fargo Clearing Services, LLC02-22-2017
Christian Samuel DUrsoLPL Financial LLCWells Fargo Clearing Services, LLC05-07-2009
Clayton Robert TrenzRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-21-2011
Cody Michael CalabreseEdward JonesWells Fargo Clearing Services, LLC03-01-2019
Corina Starr HughesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-25-2019
Daniel Heath TerrallU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15009-28-2016
David Alan McLeanKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC08-20-2020
David Jeff PaustianJGP Wealth Management, LLCWells Fargo Clearing Services, LLC01-16-2018
David Wayne YatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$4412-05-2016
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Showing 1 to 25 of 140 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.