Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Scott NorrisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2015
Angela Diane OcurranBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-22-2014
Barbara Ellen Doust-BoggessRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-21-2011
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC$20007-29-2011
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Casey Jay NortonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-23-2015
Christian Joseph TrocheVintage Asset Management, LLCWells Fargo Clearing Services, LLC02-22-2017
Cody Michael CalabreseEdward JonesWells Fargo Clearing Services, LLC03-01-2019
Crystal Lynn SmithersMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-07-2015
Daniel Heath TerrallU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-28-2016
David Jeff PaustianJGP Wealth Management, LLCWells Fargo Clearing Services, LLC01-16-2018
David Wayne YatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$4412-05-2016
Don Kenyon Wells Jr.D.A. Davidson & Co.Wells Fargo Clearing Services, LLC09-28-2018
Douglas Alan BradelJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-29-2016
Edwin Glenn TurnquistD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-06-2013
Eric Vaughn SligerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-14-2016
Farrell James GriswoldAspire Wealth Advisors, LLCWells Fargo Clearing Services, LLC06-08-2017
Francisco Ricardo ValdiviesoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5409-01-2017
Geoffrey Francis HughesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$20010-25-2019
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-23-2019
George Francis DamesD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$1,00002-27-2019
Grayson Castle BiggsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-18-2017
Ingrid Louise DunnD.A. Davidson & Co.Wells Fargo Clearing Services, LLC05-13-2009
James Garland OsborneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-28-2014
James Paul RosatoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-10-2016
Next Page »

Showing 1 to 25 of 66 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.