Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana John LarsonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2019
Terry TothAllstate Financial Services, LLCW&S Brokerage Services, Inc.03-06-2019
Lisa Marie SpeersAllstate Financial Services, LLCAllstate Financial Services, LLC01-22-2019
William DoseAllstate Financial Services, LLCKey Investment Services LLC05-14-2018
Derek Allan TritschAllstate Financial Services, LLCMML Investors Services, LLC03-02-2018
Steven K. SauveAllstate Financial Services, LLCFirst Allied Securities, Inc.11-20-2017
Tamara Lynn StoverAllstate Financial Services, LLCIndependent Financial Group, LLC10-31-2016
Corey Dean ZurcherAllstate Financial Services, LLCLincoln Financial Advisors Corporation10-06-2016
Brian Todd MoreauAllstate Financial Services, LLCState Farm VP Management Corp.07-05-2016
Lorenzo Giovanni SerafiniAllstate Financial Services, LLCFarmers Financial Solutions, LLC01-21-2016
Mark Mitsuo MoriokaAllstate Financial Services, LLCPruco Securities, LLC.06-11-2015
Susan Gay SnyderAllstate Financial Services, LLCState Farm VP Management Corp.09-12-2014
Bradford Albert LosekeAllstate Financial Services, LLCThrivent Investment Management Inc.09-01-2014
David Brian VoydikAllstate Financial Services, LLCPrincipal Securities, Inc.$5012-04-2013
Noe Bardomiano LumbrerasAllstate Financial Services, LLCTransamerica Financial Advisors, Inc10-31-2012
Michael K. NauAllstate Financial Services, LLCNYLIFE Securities LLC07-11-2011
Steven Douglas StilesAllstate Financial Services, LLCFirst Allied Securities, Inc.$5006-21-2010
Brian R. WestAllstate Financial Services, LLCState Farm VP Management Corp.06-07-2010
William Martin Johnson IIAllstate Financial Services, LLCState Farm VP Management Corp.02-17-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.