Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas P. NachburAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$7703-31-2017
Simon Nikolas RupardAmeriprise Financial Services, Inc.Blue Water Wealth$5003-14-2013
Michael Arthur SchorAmeriprise Financial Services, Inc.Brighton Jones LLC11-23-2015
William James FussellAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10001-09-2012
Nathan Edward BauerAmeriprise Financial Services, Inc.Edward Jones08-11-2017
Derek Allan GilbertAmeriprise Financial Services, Inc.Edward Jones04-28-2017
John G. GriffithAmeriprise Financial Services, Inc.Edward Jones02-24-2016
Jeffrey Daniel EischenAmeriprise Financial Services, Inc.Edward Jones$5001-08-2016
Emily Ann SecordAmeriprise Financial Services, Inc.Edward Jones12-13-2013
Donald Mark SafstromAmeriprise Financial Services, Inc.Financial Planners Northwest, Inc.11-09-2017
Joseph Robert WilliamsAmeriprise Financial Services, Inc.Financial Planners Northwest, Inc.10-27-2017
Houston Tyler ThomAmeriprise Financial Services, Inc.GWN Securities Inc.05-08-2019
Clifford Brantley SmithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Virgil Diano CaramellaAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2509-01-2015
Dennis Ole TwengeAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$5008-14-2015
James O E SturdivantAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2508-14-2015
Kevin Clinton HollandAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$1008-14-2015
Scott David WiegalAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Andrea C. DelappAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Kodi Robert HermannAmeriprise Financial Services, Inc.LPL Financial LLC$20009-22-2017
Emanuel Simion GradAmeriprise Financial Services, Inc.LPL Financial LLC09-22-2017
Brian Edwin GriffithAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Mark Brian DegnerAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
William Zachary HillAmeriprise Financial Services, Inc.LPL Financial LLC05-15-2015
Daniel Thomas GellnerAmeriprise Financial Services, Inc.LPL Financial LLC$2504-20-2012
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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