Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric P. StromAmeriprise Financial Services, Inc.UBS Financial Services Inc.05-08-2009
Geoffrey Denison LarocheAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-08-2009
Drew David AndersenAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-10-2010
Scott Douglas CramerAmeriprise Financial Services, Inc.Morgan Stanley01-12-2011
Sara Catherine LeipzigAmeriprise Financial Services, Inc.LPL Financial LLC02-01-2011
Stephen Xavier CarrollAmeriprise Financial Services, Inc.D.A. Davidson & Co.04-08-2011
Eric Allen IngmireAmeriprise Financial Services, Inc.Symetra Investment Services, Inc.11-07-2011
James Curtis SlikerAmeriprise Financial Services, Inc.Edward Jones12-13-2011
William James FussellAmeriprise Financial Services, Inc.Chase Investment Services Corp.$2501-09-2012
Robert Hugh HollandAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.02-01-2012
Denise Gail HollandAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.02-03-2012
Richard Eugene Wilson IIAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$2502-03-2012
Thomas Alfred KruegerAmeriprise Financial Services, Inc.Edward Jones03-01-2012
Daniel Thomas GellnerAmeriprise Financial Services, Inc.LPL Financial LLC$3604-20-2012
Zachary A BlalackAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Grant William StewartAmeriprise Financial Services, Inc.SagePoint Financial, Inc.$1202-15-2013
Natalie Ann ColeAmeriprise Financial Services, Inc.LPL Financial LLC02-26-2013
Simon Nikolas RupardAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.$5003-14-2013
James Alan KuhlmanAmeriprise Financial Services, Inc.Strategic Financial Partners, Ltd10-25-2013
Gail HarrowerAmeriprise Financial Services, Inc.SII Investments, Inc.$1511-15-2013
Emily Ann SecordAmeriprise Financial Services, Inc.Edward Jones$1112-13-2013
Michelle R MathisonAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.11-12-2014
James Garland OsborneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-28-2014
Joanne Ora ProvostAmeriprise Financial Services, Inc.Next Financial Group, Inc.12-01-2014
Casey Jay NortonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-23-2015
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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