Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel John AdamsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Houston Tyler ThomAmeriprise Financial Services, Inc.GWN Securities Inc.05-08-2019
Patrick J HaleyAmeriprise Financial Services, Inc.Putnam Retail Management Limited Partnership12-14-2017
Donald Mark SafstromAmeriprise Financial Services, Inc.Financial Planners Northwest, Inc.11-09-2017
Joseph Robert WilliamsAmeriprise Financial Services, Inc.Financial Planners Northwest, Inc.10-27-2017
Emanuel Simion GradAmeriprise Financial Services, Inc.LPL Financial LLC09-22-2017
Nathan Edward BauerAmeriprise Financial Services, Inc.Edward Jones08-11-2017
Ryan Edmond PriceAmeriprise Financial Services, Inc.Principal Securities, Inc.06-09-2017
Derek Allan GilbertAmeriprise Financial Services, Inc.Edward Jones04-28-2017
Karla Renee PembertonAmeriprise Financial Services, Inc.M Holdings Securities, Inc.04-21-2016
John G. GriffithAmeriprise Financial Services, Inc.Edward Jones02-24-2016
Shawn Jeremiah ColucyAmeriprise Financial Services, Inc.Phillips & Company01-20-2016
Michael Arthur SchorAmeriprise Financial Services, Inc.Brighton Jones LLC11-23-2015
Andrew Scott NorrisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2015
Jeffrey Owen TinninAmeriprise Financial Services, Inc.VALIC Financial Advisors, Inc.10-14-2015
Scott David WiegalAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Andrea C. DelappAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
William Zachary HillAmeriprise Financial Services, Inc.LPL Financial LLC05-15-2015
Emily Ann SecordAmeriprise Financial Services, Inc.Edward Jones12-13-2013
Gail Coulter HarrowerAmeriprise Financial Services, Inc.SII Investments, Inc.11-15-2013
Zachary A. BlalackAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Eric A. IngmireAmeriprise Financial Services, Inc.Symetra Investment Services, Inc.11-07-2011
Kelly Jon SteppAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$1003-03-2017
Kevin Clinton HollandAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$1008-14-2015
Grant William StewartAmeriprise Financial Services, Inc.SagePoint Financial, Inc.$1002-15-2013
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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