Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jacob SmithAmeriprise Financial Services, LLCMorgan Stanley11-06-2019
Andrew Scott NorrisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-06-2015
Anthony Kieth MayernikAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC04-05-2010
Benjamin Scott RollinsAmeriprise Financial Services, LLCPhillips & Company Securities Inc.$20007-01-2011
Brian Edwin GriffithAmeriprise Financial Services, LLCLPL Financial LLC$15003-31-2017
Brian Mitchell ShannonAmeriprise Financial Services, LLCJ. W. Cole Advisors, Inc.$15001-02-2018
Casey Jay NortonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10001-23-2015
Daniel Thomas GellnerAmeriprise Financial Services, LLCLPL Financial LLC$2504-20-2012
Denise Gail HollandAmeriprise Financial Services, LLCSummit Brokerage Services, Inc.$1002-03-2012
Derek Allan GilbertAmeriprise Financial Services, LLCEdward Jones04-28-2017
Donald Mark SafstromAmeriprise Financial Services, LLCFinancial Planners Northwest, Inc.11-09-2017
Drew David AndersenAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-10-2010
Emanuel Simion GradAmeriprise Financial Services, LLCLPL Financial LLC09-22-2017
Emily Ann SecordAmeriprise Financial Services, LLCEdward Jones12-13-2013
Eric A. IngmireAmeriprise Financial Services, LLCSymetra Investment Services, Inc.11-07-2011
Eric Phillip StromAmeriprise Financial Services, LLCUBS Financial Services Inc.$2505-08-2009
Francisco Ricardo ValdiviesoAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5409-01-2017
Gail Coulter HarrowerAmeriprise Financial Services, LLCSII Investments, Inc.$5011-15-2013
Geoffrey Denison LarocheAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$1005-08-2009
Grant William StewartAmeriprise Financial Services, LLCSagePoint Financial, Inc.$1002-15-2013
Houston Tyler ThomAmeriprise Financial Services, LLCGWN Securities Inc.05-08-2019
James Alan KuhlmanAmeriprise Financial Services, LLCStrategic Financial Partners, Ltd10-25-2013
James C. SlikerAmeriprise Financial Services, LLCEdward Jones12-13-2011
James Garland OsborneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2511-28-2014
Jamie Frances ReebAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.02-07-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.