Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Dayan RubinCUSO Financial Services, L.P.CUSO Financial Services, L.P.04-20-2020
Jau-Der TsaiCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-15-2019
Matthew Douglas WeinertCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.05-28-2019
Dianalyn Renee MendezCUSO Financial Services, L.P.Fidelity Personal and Workplace Advisors05-13-2019
Ida May WestCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.03-18-2019
Edmond Alan McKoneCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.07-30-2018
Ronald Edwin BarnetteCUSO Financial Services, L.P.Fisher Investments03-12-2018
John David KerekanichCUSO Financial Services, L.P.Country Capital Management Company02-28-2017
Patrick E. CrowellCUSO Financial Services, L.P.Waddell & Reed01-11-2017
Robert Dean LaneCUSO Financial Services, L.P.Money Concepts Capital Corp12-14-2016
Scott Douglas CramerCUSO Financial Services, L.P.Waddell & Reed$1007-27-2016
Matthew D. RussellCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.10-26-2015
Terry L. GroomCUSO Financial Services, L.P.Cambridge Investment Research, Inc.$1009-18-2015
Samuel Frederick Niesslein Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC$10002-18-2015
Ira Anthony FoxCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-09-2013
John F. PassagliaCUSO Financial Services, L.P.Fidelity Brokerage Services LLC$1011-16-2012
Edward Dayan RubinCUSO Financial Services, L.P.LPL Financial LLC02-01-2012
Kasha Brook McLemoreCUSO Financial Services, L.P.Key Investment Services LLC$5009-28-2011
David Charles HausamCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.$15007-25-2011
Kari Ellen MillerCUSO Financial Services, L.P.Ameriprise Financial Services, LLC02-10-2011
Maro Artemio PazCUSO Financial Services, L.P.Workman Securities Corporation$1002-03-2011
James Michael PriceCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-01-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.