Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jau-Der TsaiCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-15-2019
Dianalyn Renee OBrienCUSO Financial Services, L.P.Fidelity Personal and Workplace Advisors05-13-2019
Ida May WestCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.03-18-2019
Ronald Edwin BarnetteCUSO Financial Services, L.P.Fisher Investments03-12-2018
John David KerekanichCUSO Financial Services, L.P.Country Capital Management Company02-28-2017
Matthew D RussellCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.10-26-2015
Ira Anthony FoxCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-09-2013
Michelle A PoturichCUSO Financial Services, L.P.BBVA Compass Investment Solutions, Inc.01-25-2013

Showing 1 to 8 of 8 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.