Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aline Ann AutenriethCambridge Investment Research, Inc.Financial West Group$1005-18-2015
Anders T. RamstadCambridge Investment Research, Inc.CRI Securities, LLC11-23-2011
Barbara Gail ClareCambridge Investment Research, Inc.CUSO Financial Services, L.P.$106-17-2013
Christopher James PorterCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2013
Claudia PorterCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Cole Florence KimballCambridge Investment Research, Inc.Securian Financial Services, Inc.11-23-2011
Corey A. ColemanCambridge Investment Research, Inc.LPL Financial LLC03-13-2017
Corey Spencer JanoffCambridge Investment Research, Inc.CRI Securities, LLC11-28-2011
David Shwan WinfreyCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
Evan Boston WhiteCambridge Investment Research, Inc.CRI Securities, LLC11-29-2011
Hayden S. PetersonCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC06-05-2018
Jacquelyn Marie PasciakCambridge Investment Research, Inc.IMC$5008-01-2016
James Colin FoxCambridge Investment Research, Inc.Securian Financial Services, Inc.11-29-2011
James Russell ThompsonCambridge Investment Research, Inc.Securian Financial Services, Inc.11-29-2011
Jeffrey Byron MermilliodCambridge Investment Research, Inc.Waddell & Reed01-03-2017
Jessica Noel GreenwayCambridge Investment Research, Inc.Cetera Advisor Networks LLC02-13-2015
Justin Daniel ManryCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$2509-26-2013
Keith L. GuyCambridge Investment Research, Inc.J.P. Morgan Securities LLC07-01-2015
Linda Coy RutledgeCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc06-18-2013
Margaret Anne HaslachCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC01-25-2019
Stephen Matthias BeyerCambridge Investment Research, Inc.Global Retirement Partners LLC$3603-13-2017
William Francis BaldwinCambridge Investment Research, Inc.FSC Securities Corporation$1004-01-2011

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.