Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Kristine JamisonCetera Investment Services LLCUmpqua Investments, Inc.01-04-2016
Andrew Richard StaleyCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Brian Quinn ColemanCetera Investment Services LLCU.S. Bancorp Investments, Inc.10-14-2011
Christopher James DebeikesCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Damon Merrill MapesCetera Investment Services LLCLPL Financial LLC$15002-28-2013
Delynn Michelle OtisCetera Investment Services LLCCUNA Brokerage Services, Inc.09-18-2014
Donald James PaulCetera Investment Services LLCKey Investment Services LLC05-16-2013
Gary Michael DuvallCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Jeffrey Michael BowlbyCetera Investment Services LLCJ.P. Morgan Securities LLC10-04-2016
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Kenneth Paul HughieCetera Investment Services LLCKey Investment Services LLC05-04-2020
Kimberly Rene SuperneauCetera Investment Services LLCBanc of America Investment Services, Inc.10-07-2009
Kristen Marie DunderCetera Investment Services LLCCetera Investment Services LLC07-17-2017
Lorenzo B MerrillCetera Investment Services LLCUmpqua Investments, Inc.$1002-09-2010
Mehrnoosh BrownCetera Investment Services LLCWells Fargo Clearing Services, LLC08-25-2016
Michal Bernice SlateCetera Investment Services LLCPrivate Client Services, LLC$15009-03-2019
Michal Bernice SlateCetera Investment Services LLCCUSO Financial Services, L.P.$15001-11-2019
Patrick Matthew HaleCetera Investment Services LLCKey Investment Services LLC05-26-2018
Randal J WilhelmsenCetera Investment Services LLCCetera Investment Services LLC08-07-2009
Ricky Alan SanfordCetera Investment Services LLCEdward Jones$2505-18-2017
Ronald Daniel Polluconi IIICetera Investment Services LLCWells Fargo Clearing Services, LLC06-14-2016
Therese Illeene MisnerCetera Investment Services LLCKey Investment Services LLC06-01-2012
Todd David KelleyCetera Investment Services LLCEdward Jones$1901-26-2017

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.