Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Hayward MitchellChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2012
Dustin Michael RueChase Investment Services Corp.AXA Advisors, LLC12-12-2011
Jeffrey Donald StrikeChase Investment Services Corp.Edward Jones12-01-2011
Jeffry Lance HathawayChase Investment Services Corp.BancWest Investment Services, Inc.06-01-2011
Digger Danny RasmussenChase Investment Services Corp.Allstate Financial Services, LLC03-01-2011
Neal GovernorChase Investment Services Corp.Edward Jones11-04-2010
Daniel Joseph FlorenceChase Investment Services Corp.Waddell & Reed10-29-2010
Travis Neil AllanChase Investment Services Corp.South Valley Wealth Management06-30-2010
Eric Peter PiferChase Investment Services Corp.Phillips & Company Securities Inc.05-28-2010
Dane Alden BradfordChase Investment Services Corp.U.S. Bancorp Investments, Inc.05-24-2010
Danielle Lynne CoryerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2010
Christopher Alan JacobsonChase Investment Services Corp.AXA Advisors, LLC05-01-2010
George Michael RiveraChase Investment Services Corp.Edward Jones04-01-2010
Robert Sean OconnellChase Investment Services Corp.Edward Jones02-15-2010
Eric Vaughn SligerChase Investment Services Corp.Waddell & Reed02-01-2010
Stephen Walker GreenChase Investment Services Corp.Phillips & Company01-11-2010
Andrew Michael RussellChase Investment Services Corp.MetLife Securities Inc.01-04-2010
Hannes Ryan GehringChase Investment Services Corp.AXA Advisors, LLC01-04-2010
Benjamin French De FiebreChase Investment Services Corp.NYLIFE Securities LLC01-01-2010
David Sam MckinleyChase Investment Services Corp.Paulson Investment Company LLC12-21-2009
Matthew William GuyetteChase Investment Services Corp.AXA Advisors, LLC12-21-2009
William James FussellChase Investment Services Corp.Park Avenue Securities LLC12-21-2009
Eric P. StromChase Investment Services Corp.Ameriprise Financial Services, Inc.12-03-2009
Michael Lee MoenChase Investment Services Corp.Phillips & Company Securities Inc.12-01-2009
Eric Dean ChampagneChase Investment Services Corp.Phillips & Company10-09-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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