Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Leon Hyatt Jr.Chase Investment Services Corp.Morgan Stanley$5008-01-2009
Eric Dean ChampagneChase Investment Services Corp.Phillips & Company10-09-2009
Michael Lee MoenChase Investment Services Corp.Phillips & Company Securities Inc.$2512-01-2009
Eric Phillip StromChase Investment Services Corp.Ameriprise Financial Services, LLC$2512-03-2009
Matthew William GuyetteChase Investment Services Corp.AXA Advisors, LLC12-21-2009
David Sam McKinleyChase Investment Services Corp.Paulson Investment Company LLC$5012-21-2009
William James FussellChase Investment Services Corp.Park Avenue Securities LLC$10012-21-2009
Benjamin F. De FiebreChase Investment Services Corp.NYLIFE Securities LLC01-01-2010
Andrew M. RussellChase Investment Services Corp.MetLife Securities Inc.$1001-04-2010
Stephen Walker GreenChase Investment Services Corp.Phillips & Company01-11-2010
Eric Vaughn SligerChase Investment Services Corp.Waddell & Reed02-01-2010
Robert Sean O'ConnellChase Investment Services Corp.Edward Jones02-15-2010
George Michael RiveraChase Investment Services Corp.Edward Jones$1004-01-2010
Christopher Alan JacobsonChase Investment Services Corp.AXA Advisors, LLC05-01-2010
Dane Alden BradfordChase Investment Services Corp.U.S. Bancorp Investments, Inc.$1005-24-2010
Danielle Lynne CoryerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2010
Eric Peter PiferChase Investment Services Corp.Phillips & Company Securities Inc.$20005-28-2010
Travis Neil AllanChase Investment Services Corp.South Valley Wealth Management06-30-2010
Daniel Joseph FlorenceChase Investment Services Corp.Waddell & Reed10-29-2010
Neal GovernorChase Investment Services Corp.Edward Jones11-04-2010
Digger Danny RasmussenChase Investment Services Corp.Allstate Financial Services, LLC03-01-2011
Jeffry Lance HathawayChase Investment Services Corp.BancWest Investment Services, Inc.06-01-2011
Eric Dean ChampagneChase Investment Services Corp.Chase Investment Services Corp.09-01-2011
Jeffrey Donald StrikeChase Investment Services Corp.Edward Jones12-01-2011
Dustin Michael RueChase Investment Services Corp.AXA Advisors, LLC12-12-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.