Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julia Renee LindbergCommonwealth Financial NetworkEdward Jones$2508-06-2010
Charles John FerrariCommonwealth Financial NetworkEdward Jones$5005-06-2011
Mark Lynn MillerCommonwealth Financial NetworkEdward Jones$5005-06-2011
Stacy Dare BradyCommonwealth Financial NetworkVoya Financial Advisors, Inc.01-02-2013
David Duane BonebrakeCommonwealth Financial NetworkSecurities America, Inc.05-31-2013
Will DietzCommonwealth Financial NetworkRBC Capital Markets, LLC$6011-07-2014
Will DietzCommonwealth Financial NetworkRBC Capital Markets, LLC11-07-2014
Stephen Paul GressettCommonwealth Financial NetworkLPL Financial LLC02-13-2015
Jason Jon PetersCommonwealth Financial NetworkLPL Financial LLC$1902-13-2015
Erik Karl PetersonCommonwealth Financial NetworkLPL Financial LLC02-13-2015
Todd Stevens McLaughlinCommonwealth Financial NetworkD.A. Davidson & Co.05-04-2015
Gary Louis FeldmanCommonwealth Financial NetworkD.A. Davidson & Co.$20006-12-2015
Christopher D WernerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2501-02-2019
Leopold D AlapontCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.06-03-2019
Jeffrey Tyler SwansonCommonwealth Financial NetworkNext Financial Group, Inc.07-09-2020
Peter Kristian KotkasCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2509-01-2020

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.