Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Don Wells Jr., Kyle WellsD.A. Davidson & Co.Wells Fargo Advisors$20009-28-2018
Don Kenyon Wells Jr.D.A. Davidson & Co.Wells Fargo Clearing Services, LLC09-28-2018
Arron Christopher DieterD.A. Davidson & Co.Umpqua Investments, Inc.$15009-19-2018
Benjamin Ross HowellD.A. Davidson & Co.Morgan Stanley$18805-22-2015
Kraig Kerr, Michael LarleeD.A. Davidson & Co.Bank of America Merrill Lynch$35004-30-2015
Thomas Lloyd NelsonD.A. Davidson & Co.Morgan Stanley$3108-06-2014
Troy William GaulD.A. Davidson & Co.Wells Fargo Clearing Services, LLC01-22-2014
Troy W. GaulD.A. Davidson & Co.Wells Fargo Advisors01-22-2014
Brent Martin SteinbergD.A. Davidson & Co.Wells Fargo Clearing Services, LLC07-09-2013
Jake Michael McgloneD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-13-2013
Edwin Glenn TurnquistD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$5002-06-2013
Richard Joseph FisherD.A. Davidson & Co.Morgan Stanley11-21-2012
Pamela Jean TurnipseedD.A. Davidson & Co.Morgan Stanley$5011-14-2012
Stephen Richard OlsonD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$10008-21-2012
Martin Richard LedgerwoodD.A. Davidson & Co.South Valley Wealth Management$15007-18-2012
Clark Dean PedersonD.A. Davidson & Co.South Valley Wealth Management$10007-17-2012
Richard Steven LedgerwoodD.A. Davidson & Co.South Valley Wealth Management07-17-2012
Mark Evans OlsenD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$2504-30-2012
Dustin Clifford HumeD.A. Davidson & Co.UBS Financial Services Inc.$5003-07-2012
Michael Allen LawyerD.A. Davidson & Co.Morgan Stanley$10012-01-2010
Samuel Wallace Lee IIID.A. Davidson & Co.Morgan Stanley04-28-2010
Stephen John SchorD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-03-2010
Todd Stevens MclaughlinD.A. Davidson & Co.Wells Fargo Clearing Services, LLC01-20-2010
Peter Jameson HooverD.A. Davidson & Co.Morgan Stanley$5010-07-2009
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley$5009-09-2009
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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