Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melvin Gerald DuncanD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$10005-13-2009
Ingrid Louise DunnD.A. Davidson & Co.Wells Fargo Clearing Services, LLC05-13-2009
Richard Roland CoenD.A. Davidson & Co.Citigroup Global Markets Inc.$15005-27-2009
Kelly Joseph LeonardD.A. Davidson & Co.Citigroup Global Markets Inc.$2505-27-2009
Amy Marie PalmD.A. Davidson & Co.Citigroup Global Markets Inc.05-27-2009
Michael Kerry RuppD.A. Davidson & Co.Citigroup Global Markets Inc.$5006-03-2009
Amy Esther ChapmanD.A. Davidson & Co.Citigroup Global Markets Inc.06-03-2009
Steven Anthony LelliD.A. Davidson & Co.Morgan Stanley$5007-08-2009
Raymond James AlbanoD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$20007-22-2009
Robert Howard HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
George Richard CalvertD.A. Davidson & Co.Morgan Stanley$5009-09-2009
Allan Lee WrightD.A. Davidson & Co.Morgan Stanley$5009-09-2009
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley$5009-09-2009
Allan Mirick Rowell Jr.D.A. Davidson & Co.Morgan Stanley$10009-09-2009
Kent Richmond FrancisD.A. Davidson & Co.Morgan Stanley$2509-09-2009
William Edward ClaryD.A. Davidson & Co.Morgan Stanley$10009-09-2009
Richard Halden HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
Peter Jameson HooverD.A. Davidson & Co.Morgan Stanley$20010-07-2009
Curtis Fred BennettD.A. Davidson & Co.UBS Financial Services Inc.11-18-2009
David Michael PreszlerD.A. Davidson & Co.UBS Financial Services Inc.11-18-2009
Todd Stevens McLaughlinD.A. Davidson & Co.Wells Fargo Clearing Services, LLC01-20-2010
Stephen John SchorD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-03-2010
Samuel Wallace Lee IIID.A. Davidson & Co.Morgan Stanley$1004-28-2010
John Albert OemingD.A. Davidson & Co.Morgan Stanley$5005-26-2010
Nathan Duane OemingD.A. Davidson & Co.Morgan Stanley$5005-26-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.