Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy James JohnstonD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50008-27-2019
Kenneth Michael LarkinD.A. Davidson & Co.Raymond James & Associates, Inc.$50006-14-2017
Edwin Glenn TurnquistD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-06-2013
Richard Joseph FisherD.A. Davidson & Co.Morgan Stanley$50011-21-2012
Pamela Jean TurnipseedD.A. Davidson & Co.Morgan Stanley$50011-14-2012
Clark Dean PedersonD.A. Davidson & Co.South Valley Wealth Management$50007-17-2012
Dustin Clifford HumeD.A. Davidson & Co.UBS Financial Services Inc.$50003-07-2012
John Albert OemingD.A. Davidson & Co.Morgan Stanley$50005-26-2010
Nathan Duane OemingD.A. Davidson & Co.Morgan Stanley$50005-26-2010
David Michael PreszlerD.A. Davidson & Co.UBS Financial Services Inc.$50011-18-2009
George Richard CalvertD.A. Davidson & Co.Morgan Stanley$50009-09-2009
Steven Anthony LelliD.A. Davidson & Co.Morgan Stanley$50007-08-2009
Michael Kerry RuppD.A. Davidson & Co.Citigroup Global Markets Inc.$50006-03-2009
Amy Esther ChapmanD.A. Davidson & Co.Citigroup Global Markets Inc.$50006-03-2009
Amy Marie PalmD.A. Davidson & Co.Citigroup Global Markets Inc.$50005-27-2009
Thomas Lloyd NelsonD.A. Davidson & Co.Morgan Stanley$31008-06-2014
Benjamin Ross HowellD.A. Davidson & Co.Morgan Stanley$25005-22-2015
Jake Michael McgloneD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25002-13-2013
Stephen Richard OlsonD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25008-21-2012
Martin Richard LedgerwoodD.A. Davidson & Co.South Valley Wealth Management$25007-18-2012
Mark Evans OlsenD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25004-30-2012
Kent Richmond FrancisD.A. Davidson & Co.Morgan Stanley$25009-09-2009
Kelly Joseph LeonardD.A. Davidson & Co.Citigroup Global Markets Inc.$25005-27-2009
Marc Alan FerriesD.A. Davidson & Co.Ameriprise Financial Services, Inc.$21110-04-2017
Brent Martin SteinbergD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20007-09-2013
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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