Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, Inc.05-24-2019
Susanne E. AtondoEdward JonesWells Fargo Clearing Services, LLC04-18-2019
Cody Michael CalabreseEdward JonesWells Fargo Clearing Services, LLC03-01-2019
Nora Lentz MickelsonEdward JonesWells Fargo Clearing Services, LLC02-01-2019
Bradley Robert BoylEdward JonesTD Ameritrade Investment Management, LLC10-12-2018
Matthew William GuyetteEdward JonesJ.P. Morgan Securities LLC10-05-2018
Jana Gay BasdenEdward JonesRosenbaum Financial$15006-19-2018
Christian Lawrence CoughlanEdward JonesJ.P. Morgan Securities LLC$16405-04-2018
Alfred Cameron HuntEdward JonesCity National Securities, Inc.03-05-2018
James Daniel Williams IIEdward JonesJ.P. Morgan Securities LLC08-04-2017
Patrick Joseph MooreEdward JonesJ.P. Morgan Securities LLC08-04-2017
David Clark EderEdward JonesJ.P. Morgan Securities LLC05-09-2017
Kirby Wen ChienEdward JonesPrincipal Securities, Inc.04-24-2017
Lauren Elizabeth LudwigEdward JonesNorthwestern Mutual Investment Services, LLC01-17-2017
Matthew Duane SielEdward JonesNational Planning Corporation$15008-08-2016
Gary Lyle CotterellEdward JonesWells Fargo Clearing Services, LLC$1006-24-2016
Richard Wayne PersingerEdward JonesMorgan Stanley03-04-2016
Timothy Danel SchneiderEdward JonesBancWest Investment Services, Inc.$5003-03-2016
Alf Dean BarberEdward JonesUBS Financial Services Inc.$5001-29-2016
Andrew J. KalpakisEdward JonesMorgan Stanley11-25-2015
James Brennan BrownEdward JonesD.A. Davidson & Co.03-13-2015
Todd David KelleyEdward JonesAmeritas Investment Corp.03-02-2015
Gary James ThomasEdward JonesMorgan Stanley$15002-13-2015
Renae Joy BelsvikEdward JonesKey Investment Services LLC01-09-2014
Brian Edward TraegerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2013
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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