Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip DublinJ.P. Morgan Securities LLCEdward Jones09-06-2018
Adam Wade HewettJ.P. Morgan Securities LLCMorgan Stanley$2508-10-2018
Karina Y HernandezJ.P. Morgan Securities LLCKey Investment Services LLC04-05-2018
Scott Alan ReinkeJ.P. Morgan Securities LLCVanguard Marketing Corporation12-13-2017
Stefano Mario ListellaJ.P. Morgan Securities LLCGreat Point Capital LLC11-11-2017
Diana Liliana WojcikJ.P. Morgan Securities LLCWaddell & Reed08-16-2017
Samuel Richard Brackeen IVJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-26-2017
Amanda Lee RainesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-16-2016
Jason Daniel SiiJ.P. Morgan Securities LLCLPL Financial LLC10-07-2016
Salvador Arenas RiosJ.P. Morgan Securities LLCCountry Capital Management Company09-13-2016
Tyler James SantoroJ.P. Morgan Securities LLCCountry Capital Management Company09-06-2016
Douglas Alan BradelJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-29-2016
Trent William OkiJ.P. Morgan Securities LLCState Farm VP Management Corp.07-18-2016
John Michael BaggettJ.P. Morgan Securities LLCEdward Jones06-27-2016
Scott William WilsonJ.P. Morgan Securities LLCEdward Jones04-14-2016
Richard Wesley Fisher Jr.J.P. Morgan Securities LLCMorgan Stanley$15004-06-2016
Jarrad William SmithJ.P. Morgan Securities LLCUmpqua Investments, Inc.01-27-2016
Caroline BakerJ.P. Morgan Securities LLCFidelity Brokerage Services LLC12-15-2015
Christian Lawrence CoughlanJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC07-14-2015
Jeffrey Michael BowlbyJ.P. Morgan Securities LLCEdward Jones05-28-2015
Eric Matthew MazemkeJ.P. Morgan Securities LLCCommonwealth Financial Network11-05-2013
Matthew Robert LeekJ.P. Morgan Securities LLCBrokers International Financial Services, LLC.10-09-2013
Martin Blair AndersonJ.P. Morgan Securities LLCEdward Jones10-04-2013
Therese Illeene MisnerJ.P. Morgan Securities LLCKey Investment Services LLC05-10-2013
Brian Sun Eagleheart McdowellJ.P. Morgan Securities LLCCetera Advisors LLC03-01-2013
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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