Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victoria Elizabeth GentileJ.P. Morgan Securities LLCAXA Advisors, LLC05-17-2018
Matthew Robert LeekJ.P. Morgan Securities LLCBrokers International Financial Services, LLC.$1010-09-2013
Brian Sun McDowellJ.P. Morgan Securities LLCCetera Advisors LLC03-01-2013
Preston David WattsJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-09-2019
Amanda L. RainesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-16-2016
Eric Matthew MazemkeJ.P. Morgan Securities LLCCommonwealth Financial Network11-05-2013
Salvador Arenas RiosJ.P. Morgan Securities LLCCountry Capital Management Company09-13-2016
Adam Wade HewettJ.P. Morgan Securities LLCEdward Jones12-18-2019
Ahmad HussainJ.P. Morgan Securities LLCEdward Jones10-22-2019
Philip DublinJ.P. Morgan Securities LLCEdward Jones09-06-2018
Dillon Michael BurkeJ.P. Morgan Securities LLCEdward Jones05-04-2018
John Michael BaggettJ.P. Morgan Securities LLCEdward Jones06-27-2016
Jeffrey Michael BowlbyJ.P. Morgan Securities LLCEdward Jones05-28-2015
Martin Blair AndersonJ.P. Morgan Securities LLCEdward Jones10-04-2013
Caroline BakerJ.P. Morgan Securities LLCFidelity Brokerage Services LLC12-15-2015
Stefano Mario ListellaJ.P. Morgan Securities LLCGreat Point Capital LLC11-11-2017
Karen Sue ColemanJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC08-05-2014
Benjamin Lane HopperJ.P. Morgan Securities LLCKey Investment Services LLC09-10-2018
Karina Y. HernandezJ.P. Morgan Securities LLCKey Investment Services LLC04-05-2018
Therese Illeene MisnerJ.P. Morgan Securities LLCKey Investment Services LLC05-10-2013
Jason Daniel SiiJ.P. Morgan Securities LLCLPL Financial LLC10-07-2016
Niki Diane SandsJ.P. Morgan Securities LLCLPL Financial LLC11-29-2012
Elena L Taylor WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Vincent Maimboti DhliwayoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
Cameron Thomas HowardJ.P. Morgan Securities LLCMorgan Stanley04-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.