Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2020
Danny LopezJ.P. Morgan Securities LLCEquitable Advisors, LLC08-19-2020
Timothy Luke LaughlinJ.P. Morgan Securities LLCTD Ameritrade, Inc.02-19-2020
Haley Allison GambleJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-05-2020
JAREN Reese PACKARDJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Ahmad HussainJ.P. Morgan Securities LLCEdward Jones10-22-2019
Preston David WattsJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-09-2019
Brady Alan JacobsenJ.P. Morgan Securities LLCPruco Securities, LLC.08-07-2019
Jesse Michael ConaryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-08-2019
Elena L Taylor WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Gozde Claire CannarellaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-16-2018
Benjamin Lane HopperJ.P. Morgan Securities LLCKey Investment Services LLC09-10-2018
Jacob L SheltonJ.P. Morgan Securities LLCMorgan Stanley08-31-2018
Karidja Honorine ReaJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.06-20-2018
Karina HernandezJ.P. Morgan Securities LLCKey Investment Services LLC04-05-2018
Michael Wayne PowellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-05-2018
Susan Marie DavisJ.P. Morgan Securities LLCMidwest Professional Planners, Ltd.06-29-2017
Douglas Alan BradelJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-29-2016
Jarrad William SmithJ.P. Morgan Securities LLCUmpqua Investments, Inc.01-27-2016
Brian Adam SingerJ.P. Morgan Securities LLCSMB Financial Services, Inc.02-03-2014
Niki D SandsJ.P. Morgan Securities LLCLPL Financial LLC$15011-29-2012

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.