Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Sam McKinleyJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Watana EastonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Marcos A. QuinteroJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joseph J. Di PeriJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Adrianne Erin WytcherleyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Carol Jane Tucker-DavisJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Geoffrey S. GorthyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Andrew Michael AlfonsoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Niki Diane SandsJ.P. Morgan Securities LLCLPL Financial LLC11-29-2012
Jarrad William SmithJ.P. Morgan Securities LLCUmpqua Investments, Inc.01-27-2016
Richard Wesley Fisher Jr.J.P. Morgan Securities LLCMorgan Stanley04-06-2016
Douglas Alan BradelJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-29-2016
Jason Daniel SiiJ.P. Morgan Securities LLCLPL Financial LLC10-07-2016
Vincent Maimboti DhliwayoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
Stefano Mario ListellaJ.P. Morgan Securities LLCGreat Point Capital LLC11-11-2017
Karina Y. HernandezJ.P. Morgan Securities LLCKey Investment Services LLC04-05-2018
Philip DublinJ.P. Morgan Securities LLCEdward Jones09-06-2018
Elena L Taylor WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Lucas Sebastian BrownJ.P. Morgan Securities LLCAXA Advisors, LLC05-07-2019
Jesse Michael ConaryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-08-2019

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.