Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Niki Diane SandsJ.P. Morgan Securities LLCLPL Financial LLC11-29-2012
Brian Sun McDowellJ.P. Morgan Securities LLCCetera Advisors LLC03-01-2013
Therese Illeene MisnerJ.P. Morgan Securities LLCKey Investment Services LLC05-10-2013
Martin Blair AndersonJ.P. Morgan Securities LLCEdward Jones10-04-2013
Matthew Robert LeekJ.P. Morgan Securities LLCBrokers International Financial Services, LLC.$1010-09-2013
Eric Matthew MazemkeJ.P. Morgan Securities LLCCommonwealth Financial Network11-05-2013
Jesse Richard LindauerJ.P. Morgan Securities LLCNYLIFE Securities LLC11-07-2013
Brian Adam SingerJ.P. Morgan Securities LLCSMB Financial Services, Inc.02-03-2014
Karen Sue ColemanJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC08-05-2014
Jeffrey Michael BowlbyJ.P. Morgan Securities LLCEdward Jones05-28-2015
Christian L. CoughlanJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC$15007-14-2015
Caroline BakerJ.P. Morgan Securities LLCFidelity Brokerage Services LLC12-15-2015
Jarrad William SmithJ.P. Morgan Securities LLCUmpqua Investments, Inc.01-27-2016
Richard Wesley Fisher Jr.J.P. Morgan Securities LLCMorgan Stanley04-06-2016
John Michael BaggettJ.P. Morgan Securities LLCEdward Jones06-27-2016
Trent William OkiJ.P. Morgan Securities LLCState Farm VP Management Corp.07-18-2016
Douglas Alan BradelJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-29-2016
Salvador Arenas RiosJ.P. Morgan Securities LLCCountry Capital Management Company09-13-2016
Jason Daniel SiiJ.P. Morgan Securities LLCLPL Financial LLC10-07-2016
Amanda L. RainesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-16-2016
Vincent Maimboti DhliwayoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
Samuel Richard Brackeen IVJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-26-2017
Diana Liliana WojcikJ.P. Morgan Securities LLCWaddell & Reed08-16-2017
Stefano Mario ListellaJ.P. Morgan Securities LLCGreat Point Capital LLC11-11-2017
Scott Alan ReinkeJ.P. Morgan Securities LLCVanguard Marketing Corporation12-13-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.