Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andy Patrick MurphyKMS Financial Services, Inc.Cetera Advisors LLC03-16-2018
Jeffery Owen BriggsKMS Financial Services, Inc.Cetera Advisors LLC03-07-2018
Cassie DiamondKMS Financial Services, Inc.MML Investors Services, LLC01-09-2018
Sandra J. WagnerKMS Financial Services, Inc.SII Investments, Inc.$111-01-2017
Jeffery Wayne HillKMS Financial Services, Inc.National Planning Corporation10-13-2017
Blenda Fay IsonKMS Financial Services, Inc.Independent Financial Group, LLC08-22-2016
Susan Ann GilmanKMS Financial Services, Inc.HD Vest Investment Services$1012-16-2015
Dean Everett EisenbraunKMS Financial Services, Inc.LPL Financial LLC$101-21-2015
Brian Adam ZuschlagKMS Financial Services, Inc.Edward Jones$2503-18-2014
Jeffrey Shane NelsonKMS Financial Services, Inc.LPL Financial LLC02-25-2013
Scott Charles ThurmanKMS Financial Services, Inc.Edward Jones12-03-2012
Justin M SumnerKMS Financial Services, Inc.Questar Capital Corporation$104-24-2012
Calvin Seaborn SumnerKMS Financial Services, Inc.Questar Capital Corporation04-20-2012
Brent Wesley NormanKMS Financial Services, Inc.Paulson Investment Company LLC03-20-2012
Suzanne Adele WioraKMS Financial Services, Inc.Commonwealth Financial Network$5012-02-2011
William Edward WilsonKMS Financial Services, Inc.Symetra Investment Services, Inc.11-03-2011
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC$3906-24-2011
Michelle Ruth DrewryKMS Financial Services, Inc.Ameritas Investment Corp.$106-01-2011
Dale Harvey NelsonKMS Financial Services, Inc.Raymond James Financial Services, Inc.$10009-20-2010
Jessica Lee ChristiansenKMS Financial Services, Inc.Mutual Service Corporation07-31-2009
John Richard LeithnerKMS Financial Services, Inc.VALIC Financial Advisors, Inc.$2504-15-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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