Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Desiree Joy DavenhillKMS Financial Services, Inc.Wells Fargo Clearing Services, LLC09-14-2020
Cathy Lynn StoppelKMS Financial Services, Inc.LPL Financial LLC01-06-2020
Benjamin Micah WenzelKMS Financial Services, Inc.LPL Financial LLC01-06-2020
Ryan Thomas LewKMS Financial Services, Inc.LPL Financial LLC01-06-2020
Jonathan Charles LanningKMS Financial Services, Inc.Cetera Advisors LLC08-06-2019
Adriel John GainesKMS Financial Services, Inc.Cetera Advisors LLC07-31-2019
Scott Michael MahanKMS Financial Services, Inc.Cetera Advisors LLC05-07-2019
Christopher Eugene CubbageKMS Financial Services, Inc.Transamerica Capital, Inc.03-07-2018
Jeffery Owen BriggsKMS Financial Services, Inc.Cetera Advisors LLC03-07-2018
William Grant DiamondKMS Financial Services, Inc.MML Investors Services, LLC02-01-2018
Cassie DiamondKMS Financial Services, Inc.MML Investors Services, LLC01-09-2018
James Charles RussellKMS Financial Services, Inc.National Planning Corporation11-06-2017
Sandra J WagnerKMS Financial Services, Inc.SII Investments, Inc.11-01-2017
Jeffery Wayne HillKMS Financial Services, Inc.National Planning Corporation10-13-2017
Blenda Fay IsonKMS Financial Services, Inc.Independent Financial Group, LLC08-22-2016
Kevin John CarlsonKMS Financial Services, Inc.Cambridge Investment Research, Inc.02-10-2016
Susan Ann GilmanKMS Financial Services, Inc.Avantax Investment Services, Inc.12-16-2015
Dean Everett EisenbraunKMS Financial Services, Inc.LPL Financial LLC01-21-2015
Brian A ZuschlagKMS Financial Services, Inc.Edward Jones$2503-18-2014
Justin M SumnerKMS Financial Services, Inc.Questar Capital Corporation04-24-2012
Calvin Seaborn SumnerKMS Financial Services, Inc.Questar Capital Corporation04-20-2012
Suzanne Adele WioraKMS Financial Services, Inc.Commonwealth Financial Network$5012-02-2011
Damon Scott WinterKMS Financial Services, Inc.Symetra Investment Services, Inc.$2511-03-2011
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC$3906-24-2011
Michelle Ruth DrewryKMS Financial Services, Inc.Ameritas Investment Company, LLC06-01-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.