Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica Lee ChristiansenKMS Financial Services, Inc.Mutual Service Corporation07-31-2009
Todd Michael NelsonKMS Financial Services, Inc.Roehl & Yi Investment Advisors, LLC01-05-2010
Dale Harvey NelsonKMS Financial Services, Inc.Raymond James Financial Services, Inc.$1009-20-2010
Michelle Ruth DrewryKMS Financial Services, Inc.Ameritas Investment Corp.06-01-2011
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC06-24-2011
William Edward WilsonKMS Financial Services, Inc.Symetra Investment Services, Inc.11-03-2011
Suzanne Adele WioraKMS Financial Services, Inc.Commonwealth Financial Network12-02-2011
Calvin Seaborn SumnerKMS Financial Services, Inc.Questar Capital Corporation04-20-2012
Justin M. SumnerKMS Financial Services, Inc.Questar Capital Corporation04-24-2012
Brian A. ZuschlagKMS Financial Services, Inc.Edward Jones03-18-2014
Dean Everett EisenbraunKMS Financial Services, Inc.LPL Financial LLC01-21-2015
Susan Ann GilmanKMS Financial Services, Inc.HD Vest Investment Services12-16-2015
Blenda Fay IsonKMS Financial Services, Inc.Independent Financial Group, LLC08-22-2016
Jeffery Wayne HillKMS Financial Services, Inc.National Planning Corporation10-13-2017
Sandra Jean WagnerKMS Financial Services, Inc.SII Investments, Inc.11-01-2017
James Charles RussellKMS Financial Services, Inc.National Planning Corporation$2511-06-2017
Cassie DiamondKMS Financial Services, Inc.MML Investors Services, LLC01-09-2018
William Grant DiamondKMS Financial Services, Inc.MML Investors Services, LLC02-01-2018
Jeffery Owen BriggsKMS Financial Services, Inc.Cetera Advisors LLC03-07-2018
Andrew Patrick MurphyKMS Financial Services, Inc.Cetera Advisors LLC03-16-2018
Scott Michael MahanKMS Financial Services, Inc.Cetera Advisors LLC05-07-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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