Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Wesley Fisher Jr.Key Investment Services LLCJ.P. Morgan Securities LLC02-20-2020
Travis Lee BaasKey Investment Services LLCTD Ameritrade, Inc.10-07-2019
Hung S ButzerKey Investment Services LLCEdward Jones09-12-2019
Joseph Maury StraussKey Investment Services LLCEdward Jones01-15-2019
Justin N. JenkinsKey Investment Services LLCWells Fargo Clearing Services, LLC11-08-2018
Sean C. HillisKey Investment Services LLCBancWest Investment Services, Inc.09-27-2018
Ryan SundbergKey Investment Services LLCThrivent Investment Management Inc.09-26-2018
Daniel Vladimirovich ZamoshnikovKey Investment Services LLCWaddell & Reed09-20-2018
Paul Kevin McmenamyKey Investment Services LLCJ.P. Morgan Securities LLC01-26-2018
Luis Enrique MancipeKey Investment Services LLCWells Fargo Clearing Services, LLC01-10-2018
Tyler Jay SesockKey Investment Services LLCJ.P. Morgan Securities LLC08-28-2017
Joyce Chemutai-LoveKey Investment Services LLCWells Fargo Clearing Services, LLC06-13-2017
James Henry SkinnerKey Investment Services LLCJ.P. Morgan Securities LLC05-17-2017
Robert James CannariatoKey Investment Services LLCJ.P. Morgan Securities LLC05-05-2017
Minh Ngoc Thi FerrisKey Investment Services LLCNorthwestern Mutual Investment Services, LLC12-21-2016
Elliott Hamilton WedamKey Investment Services LLCForesters Financial Services, Inc.12-12-2016
Parker R. HardtKey Investment Services LLCWaddell & Reed10-26-2016
Caroline BakerKey Investment Services LLCJ.P. Morgan Securities LLC09-09-2016
Nicholas Garcia KaufmanKey Investment Services LLCState Farm VP Management Corp.08-04-2016
Jordan David YoungKey Investment Services LLCNorthwestern Mutual Investment Services, LLC06-07-2016
Benjamin Lane HopperKey Investment Services LLCWaddell & Reed02-19-2016
Valerie Jeanne DillionKey Investment Services LLCState Farm VP Management Corp.02-18-2016
Ralph Henry Wallis IIIKey Investment Services LLCJ.P. Morgan Securities LLC02-17-2016
Tyler Michael NevesKey Investment Services LLCJ.P. Morgan Securities LLC01-15-2016
Richard Davis HardyKey Investment Services LLCCountry Capital Management Company10-26-2015
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.