Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Wesley Fisher JrKey Investment Services LLCJ.P. Morgan Securities LLC$15002-20-2020
Terrence Franklyn Daniel JrKey Investment Services LLCPark Avenue Securities LLC02-11-2020
Travis Lee BaasKey Investment Services LLCTD Ameritrade, Inc.10-07-2019
Hung S ButzerKey Investment Services LLCEdward Jones09-12-2019
Justin Neal JenkinsKey Investment Services LLCWells Fargo Clearing Services, LLC11-08-2018
Sean C HillisKey Investment Services LLCBancWest Investment Services, Inc.09-27-2018
Luis Enrique MancipeKey Investment Services LLCWells Fargo Clearing Services, LLC01-10-2018
James Henry SkinnerKey Investment Services LLCJ.P. Morgan Securities LLC05-17-2017
Justin ReakesKey Investment Services LLCM&T Securities, Inc.03-09-2017
Valerie Jeanne DillionKey Investment Services LLCState Farm VP Management Corp.02-18-2016
Krystal L BaarsKey Investment Services LLCJ.P. Morgan Securities LLC05-07-2013
Dan Craig McLaughlinKey Investment Services LLCU.S. Bancorp Investments, Inc.$5006-25-2012

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.