Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond James AlbanoLPL Financial LLCD.A. Davidson & Co.$15003-21-2019
Jeffrey Daniel HolmanLPL Financial LLCParkland Securities, LLC$5012-14-2018
Michael Patrick HirteLPL Financial LLCJ.P. Morgan Securities LLC12-13-2018
Kenya Deshawn DanielLPL Financial LLCEK Riley Investments, LLC$111-27-2018
Joel Gary JanssenLPL Financial LLCWells Fargo Clearing Services, LLC$10007-16-2018
Darrel LawrenceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
Daniel John MurphyLPL Financial LLCUmpqua Investments, Inc.$10002-01-2018
Thomas Andrew Walker Jr.LPL Financial LLCEdward Jones11-30-2017
Daniel Floyd SchuetteLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
David Bruce HortonLPL Financial LLCNational Planning Corporation$5011-29-2017
Joseph William Ritacco Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Luke Bartow DicksonLPL Financial LLCNational Planning Corporation$2511-29-2017
Mark Richard LerfaldLPL Financial LLCNational Planning Corporation$5011-29-2017
Mary Ann LopezLPL Financial LLCNational Planning Corporation11-29-2017
Paul Matthew SabinsLPL Financial LLCNational Planning Corporation$111-29-2017
Tommy Dean BentleyLPL Financial LLCNational Planning Corporation$111-29-2017
Steven James EstesLPL Financial LLCWaddell & Reed$5011-16-2017
Brent Martin SteinbergLPL Financial LLCD.A. Davidson & Co.$20011-02-2017
Lance David SteinbergLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5511-02-2017
Kerri Ann PatrickLPL Financial LLCSagePoint Financial, Inc.$1010-31-2017
Matthew David PetroneLPL Financial LLCVoya Financial Advisors, Inc.10-19-2017
Alfredo Jimenez Jr.LPL Financial LLCForesters Financial Services, Inc.09-14-2017
Ankit PalanLPL Financial LLCForesters Financial Services, Inc.08-16-2017
Joshua Stag PaulusLPL Financial LLCSCOTTRADE, INC.08-15-2017
Michael Tracy PickettLPL Financial LLCEdward Jones$107-19-2017
Next Page »

Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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