Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacee Rae MalcolmLPL Financial LLCAllstate Financial Services, LLC04-16-2015
Rebecca Marie VanhornLPL Financial LLCAllstate Financial Services, LLC04-16-2015
Geoffrey Denison LarocheLPL Financial LLCAmeriprise Financial Services, Inc.$1001-11-2013
Corey Scott LevineLPL Financial LLCAmeriprise Financial Services, Inc.04-05-2012
Mark David NortmanLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2011
Matthew James WiensLPL Financial LLCAmeriprise Financial Services, Inc.$1008-19-2011
Erica Gail NortmanLPL Financial LLCAmeriprise Financial Services, Inc.08-19-2011
Lizabeth Mara DurrellLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Daric Brandon LuceroLPL Financial LLCAssociated Securities Corp.09-08-2009
Brian Matthew ClarkLPL Financial LLCBanc of America Investment Services, Inc.04-09-2009
Dennis Michael SilvaLPL Financial LLCCetera Investment Services LLC03-27-2015
Brent Erik CarlsonLPL Financial LLCCetera Investment Services LLC03-05-2013
Raymond James AlbanoLPL Financial LLCD.A. Davidson & Co.$15003-21-2019
Brent Martin SteinbergLPL Financial LLCD.A. Davidson & Co.$20011-02-2017
Michael PickettLPL Financial LLCEdward Jones$5107-19-2017
Michael Tracy PickettLPL Financial LLCEdward Jones07-19-2017
Colin Brant Allen MauldingLPL Financial LLCEdward Jones02-17-2017
David Moberg NashLPL Financial LLCEdward Jones04-11-2016
Jeffrey Jackson Dunn-BernsteinLPL Financial LLCEdward Jones08-25-2015
Paul CarlsonLPL Financial LLCEdward Jones$10306-19-2015
Paul Stevens CarlsonLPL Financial LLCEdward Jones$5006-19-2015
Bruce Vernon JonesLPL Financial LLCEdward Jones12-11-2013
Anna Danielle RobbinsLPL Financial LLCEdward Jones$1005-13-2013
Robert Lyndon BlackwellLPL Financial LLCEdward Jones12-07-2012
Gregory Scott LesterLPL Financial LLCEdward Jones10-22-2012
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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