Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ladd Cameron McKittrickLPL Financial LLCEdward Jones$5001-23-2009
Mark Tennyson DwightLPL Financial LLCCetera Advisor Networks LLC02-25-2009
Brian Matthew ClarkLPL Financial LLCBanc of America Investment Services, Inc.04-09-2009
Richard Raymond RogersLPL Financial LLCWells Fargo Clearing Services, LLC04-30-2009
Christian Samuel D'UrsoLPL Financial LLCWells Fargo Clearing Services, LLC05-07-2009
Joshua Hayes LintonLPL Financial LLCPhillips & Company Securities Inc.06-09-2009
Julia Michelle CarlsonLPL Financial LLCWorld Group Securities, Inc.08-13-2009
Jeffrey Sean SavageLPL Financial LLCNext Financial Group, Inc.10-12-2009
Robert Bruce JackmanLPL Financial LLCWells Fargo Clearing Services, LLC10-19-2009
Robert Raymond MusanteLPL Financial LLCTransamerica Financial Advisors, Inc11-11-2009
Laura Elizabeth DuvallLPL Financial LLCUmpqua Investments, Inc.$5004-01-2010
Brian Alan VaughanLPL Financial LLCPacific West Securities, Inc.$10005-10-2010
Frederick Mitchell MagenheimerLPL Financial LLCPacific West Securities, Inc.05-10-2010
Jocelyn ServignatLPL Financial LLCTransamerica Financial Advisors, Inc$10006-11-2010
Jonathan Martin JohansenLPL Financial LLCTransamerica Financial Advisors, Inc06-24-2010
Kelly G. HigginsLPL Financial LLCEdward Jones$2506-25-2010
Christian Frederic TujoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2010
Lizabeth Mara DurrellLPL Financial LLCAmeriprise Financial Services, LLC12-17-2010
Douglas Prada ConradLPL Financial LLCWells Fargo Clearing Services, LLC$1002-18-2011
Stephen James CarrollLPL Financial LLCCountry Capital Management Company04-18-2011
Brian Kirby StallcopLPL Financial LLCEdward Jones$5004-21-2011
Niki Diane SandsLPL Financial LLCSunTrust Investment Services, Inc.05-17-2011
Mary Elizabeth CaseyLPL Financial LLCFintegra, LLC05-17-2011
Seth Adam PrescottLPL Financial LLCFintegra, LLC05-17-2011
Ben Clark TankeLPL Financial LLCFintegra, LLC05-17-2011
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.