Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ladd Cameron McKittrickLPL Financial LLCEdward Jones$5001-23-2009
Brian Matthew ClarkLPL Financial LLCBanc of America Investment Services, Inc.04-09-2009
Julia Michelle CarlsonLPL Financial LLCWorld Group Securities, Inc.08-13-2009
Robert Collins BeswickLPL Financial LLCMutual Service Corporation$1009-08-2009
Lawrence Stephen HayesLPL Financial LLCMutual Service Corporation09-08-2009
Michael Allen PreiszLPL Financial LLCMutual Service Corporation09-08-2009
Carol Quillian BethuneLPL Financial LLCMutual Service Corporation09-08-2009
Thomas Leland DavenportLPL Financial LLCMutual Service Corporation09-08-2009
Gregory Kent HansenLPL Financial LLCMutual Service Corporation09-08-2009
Daric Brandon LuceroLPL Financial LLCAssociated Securities Corp.09-08-2009
Jeffrey Sean SavageLPL Financial LLCNext Financial Group, Inc.10-12-2009
Laura Elizabeth DuvallLPL Financial LLCUmpqua Investments, Inc.$5004-01-2010
Frederick Mitchell MagenheimerLPL Financial LLCPacific West Securities, Inc.05-10-2010
Jocelyn ServignatLPL Financial LLCTransamerica Financial Advisors, Inc06-11-2010
Kelly G. HigginsLPL Financial LLCEdward Jones$2506-25-2010
Lizabeth Mara DurrellLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Brian Kirby StallcopLPL Financial LLCEdward Jones$5004-21-2011
Tyler Coughlin SimonesLPL Financial LLCKMS Financial Services, Inc.08-18-2011
Mark David NortmanLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2011
Matthew James WiensLPL Financial LLCAmeriprise Financial Services, Inc.$1008-19-2011
Erica Gail NortmanLPL Financial LLCAmeriprise Financial Services, Inc.08-19-2011
Gary Anthony RichterLPL Financial LLCEdward Jones$1002-08-2012
Benjamin Micah WenzelLPL Financial LLCKey Investment Services LLC03-30-2012
Gary David AcheatelLPL Financial LLCRaymond James Financial Services Advisors, Inc$5004-05-2012
Corey Scott LevineLPL Financial LLCAmeriprise Financial Services, Inc.04-05-2012
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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