Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Wayne WilsonLPL Financial LLCWaddell & Reed09-14-2018
Alec Tyson HorleyLPL Financial LLCPhillips & Company04-02-2015
Allen Victor SchutzkyLPL Financial LLCSouth Valley Wealth Management06-21-2012
Andrew Irwin WrightLPL Financial LLCEdward Jones$2510-08-2012
Ankit PalanLPL Financial LLCForesters Financial Services, Inc.08-16-2017
Anna Danielle RobbinsLPL Financial LLCEdward Jones$1,00005-13-2013
Benjamen Rodney RothwellLPL Financial LLCIndependent Financial Group, LLC04-13-2020
Brent Erik CarlsonLPL Financial LLCCetera Investment Services LLC03-05-2013
Brent Martin SteinbergLPL Financial LLCD.A. Davidson & Co.$20011-02-2017
Brian Dale TrowbridgeLPL Financial LLCLevel Four Advisory Services06-12-2020
Brian Kirby StallcopLPL Financial LLCEdward Jones$5004-21-2011
Brian Matthew ClarkLPL Financial LLCBanc of America Investment Services, Inc.04-09-2009
Carrie MullinsLPL Financial LLCForesters Financial Services, Inc.$5003-29-2019
Caryn Diane KimbleLPL Financial LLCState Farm VP Management Corp.08-03-2016
Chinh Thien NguyenLPL Financial LLCForesters Financial Services, Inc.$2505-16-2019
Christian Samuel DUrsoLPL Financial LLCWells Fargo Clearing Services, LLC05-07-2009
Christopher Lee MoyerLPL Financial LLCWaddell & Reed10-01-2018
Christopher Lee RaskLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Cody Robert RoosLPL Financial LLCALLELUIA FINANCIAL LLC10-31-2018
Colin Brant Allen MauldingLPL Financial LLCEdward Jones02-17-2017
Corey Amadeus BeucusLPL Financial LLCU.S. Bancorp Investments, Inc.06-09-2009
Corey Scott LevineLPL Financial LLCAmeriprise Financial Services, LLC04-05-2012
David Alan RibackLPL Financial LLCSecurities Service Network, LLC$5004-01-2013
David Chaim KirchfeldLPL Financial LLCKey Investment Services LLC01-17-2014
Davis Alika SiligaLPL Financial LLCForesters Financial Services, Inc.03-29-2019
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.