Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Tyson HorleyLPL Financial LLCPhillips & Company04-02-2015
Allen Victor SchutzkyLPL Financial LLCSouth Valley Wealth Management$2506-21-2012
Amy Lundy CrooksLPL Financial LLCSII Investments, Inc.$2502-14-2018
Andrew Irwin WrightLPL Financial LLCEdward Jones10-08-2012
Ankit PalanLPL Financial LLCForesters Financial Services, Inc.08-16-2017
Anna Danielle RobbinsLPL Financial LLCEdward Jones$1005-13-2013
Benjamin Micah WenzelLPL Financial LLCKey Investment Services LLC03-30-2012
Brent Erik CarlsonLPL Financial LLCCetera Investment Services LLC03-05-2013
Brent Martin SteinbergLPL Financial LLCD.A. Davidson & Co.$20011-02-2017
Brian Kirby StallcopLPL Financial LLCEdward Jones$5004-21-2011
Brian Matthew ClarkLPL Financial LLCBanc of America Investment Services, Inc.04-09-2009
Bruce Vernon JonesLPL Financial LLCEdward Jones12-11-2013
Carol Quillian BethuneLPL Financial LLCMutual Service Corporation09-08-2009
Caryn Diane KimbleLPL Financial LLCState Farm VP Management Corp.$15008-03-2016
Charles Craig ChildressLPL Financial LLCSecurities Service Network, LLC$2504-01-2013
Colin Brant Allen MauldingLPL Financial LLCEdward Jones02-17-2017
Conrad Earl PearsonLPL Financial LLCSII Investments, Inc.$10002-14-2018
Corey Scott LevineLPL Financial LLCAmeriprise Financial Services, Inc.04-05-2012
Daniel Floyd SchuetteLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Daniel John MurphyLPL Financial LLCUmpqua Investments, Inc.$10002-01-2018
Daric Brandon LuceroLPL Financial LLCAssociated Securities Corp.09-08-2009
Darrel LawrenceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
David Alan RibackLPL Financial LLCSecurities Service Network, LLC$1004-01-2013
David Bruce HortonLPL Financial LLCNational Planning Corporation$5011-29-2017
David Chaim KirchfeldLPL Financial LLCKey Investment Services LLC01-17-2014
Next Page »

Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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