Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph GoodmanLPL Financial LLCEdward Jones12-18-2013
Adam Wayne WilsonLPL Financial LLCWaddell & Reed09-14-2018
Alan Dave SteedLPL Financial LLCRaymond James Financial Services, Inc.08-27-2012
Alec Tyson HorleyLPL Financial LLCPhillips & Company04-02-2015
Alfredo Jimenez JrLPL Financial LLCForesters Financial Services, Inc.09-14-2017
Allen Victor SchutzkyLPL Financial LLCSouth Valley Wealth Management$2506-21-2012
Allyn Walter EdwardsLPL Financial LLCKovack Securities Inc.$2507-27-2018
Andrew Irwin WrightLPL Financial LLCEdward Jones10-08-2012
Angelica E. HolcombeLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Ankit PalanLPL Financial LLCForesters Financial Services, Inc.08-16-2017
Anna Danielle RobbinsLPL Financial LLCEdward Jones$1005-13-2013
Ben Clark TankeLPL Financial LLCFintegra, LLC05-17-2011
Benjamin Micah WenzelLPL Financial LLCKey Investment Services LLC03-30-2012
Brandon Maxine WilliamsLPL Financial LLCForesters Financial Services, Inc.10-02-2019
Brenda Lee MillerLPL Financial LLCFintegra, LLC05-17-2011
Brent Erik CarlsonLPL Financial LLCCetera Investment Services LLC03-05-2013
Brent Howard PetersonLPL Financial LLCNext Financial Group, Inc.$2501-24-2014
Brent Martin SteinbergLPL Financial LLCD.A. Davidson & Co.$20011-02-2017
Brian Alan VaughanLPL Financial LLCPacific West Securities, Inc.$10005-10-2010
Brian Kirby StallcopLPL Financial LLCEdward Jones$5004-21-2011
Brian Matthew ClarkLPL Financial LLCBanc of America Investment Services, Inc.04-09-2009
Bruce Vernon JonesLPL Financial LLCEdward Jones$5012-11-2013
Caryn Diane KimbleLPL Financial LLCState Farm VP Management Corp.$15008-03-2016
Charles Craig ChildressLPL Financial LLCSecurities Service Network, LLC$2504-01-2013
Charles Douglas BalesLPL Financial LLCWells Fargo Clearing Services, LLC12-06-2013
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.