Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kalin Virginia RooneyLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Davis Alika SiligaLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Jeffrey Daniel HolmanLPL Financial LLCParkland Securities, LLC12-14-2018
Kenya Deshawn DanielLPL Financial LLCEK Riley Investments, LLC11-27-2018
Darrel LawrenceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
Emiliano AlonsoLPL Financial LLCSII Investments, Inc.02-14-2018
John Lewis CookLPL Financial LLCSII Investments, Inc.02-14-2018
Joseph William Ritacco Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Mary Ann LopezLPL Financial LLCNational Planning Corporation11-29-2017
Steven James EstesLPL Financial LLCWaddell & Reed11-16-2017
Matthew PetroneLPL Financial LLCVoya Financial Advisors, Inc.10-19-2017
Ankit PalanLPL Financial LLCForesters Financial Services, Inc.08-16-2017
Michael Tracy PickettLPL Financial LLCEdward Jones07-19-2017
Colin Brant Allen MauldingLPL Financial LLCEdward Jones02-17-2017
Ramin Ali Akbar RouhbakhshLPL Financial LLCPark Avenue Securities LLC08-19-2016
David Moberg NashLPL Financial LLCEdward Jones04-11-2016
Jeffrey Jackson Dunn-BernsteinLPL Financial LLCEdward Jones08-25-2015
Stacee Rae MalcolmLPL Financial LLCAllstate Financial Services, LLC04-16-2015
Rebecca Marie VanhornLPL Financial LLCAllstate Financial Services, LLC04-16-2015
Alec Tyson HorleyLPL Financial LLCPhillips & Company04-02-2015
Dennis Michael SilvaLPL Financial LLCCetera Investment Services LLC03-27-2015
Tina Lee BrannanLPL Financial LLCUBS Financial Services Inc.01-30-2015
David Chaim KirchfeldLPL Financial LLCKey Investment Services LLC01-17-2014
Bruce Vernon JonesLPL Financial LLCEdward Jones12-11-2013
Kevin Asher GreenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2013
Next Page »

Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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